Disclosures
Regulatory filings, verification, and terms of use. This page is a draft for Osaic review and the approved firm documents must be supplied before launch.
Affiliation
Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC. Osaic Wealth is separately owned, and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.
Registration
This communication is strictly intended for individuals residing in the states where Jon Parks is properly registered. No offers may be made or accepted from any resident outside those states. Securities registrations: CA, DE, FL, ID, MD, NJ, NY, NC, PA, SD, TX, VA, WV. Investment advisory registrations: MD, FL, TX. Registration does not imply a certain level of skill or training.
General information
The information on this site is for general education and is not individualized investment, tax, or legal advice. Neither Osaic Wealth nor its representatives provide tax or legal advice; coordinate with your own CPA and attorney. Investing involves risk including the potential loss of principal. No strategy assures a profit or protects against loss in a declining market. Past performance is not a guarantee of future results.
Verify this advisor
Jon Parks, CRD 6415309. His registrations, examinations, employment history, and any disclosure events are public. FINRA BrokerCheck. CFP® certification status can be checked separately with CFP Board.
Firm documents
Form CRS, Form ADV Part 2A and 2B, the privacy notice, and the business continuity summary must be linked here as live documents before this site goes public. Osaic Wealth supplies the current versions.
Website privacy
The contact form is intended for basic inquiry information only. Do not submit account details, Social Security numbers, tax records, or health information. This site uses privacy-focused analytics that record aggregate page views without cookies and without tracking individuals across other websites. Read the full website privacy policy.
The website privacy policy does not replace any privacy notice provided by Osaic Wealth under federal financial privacy law. The current Osaic notice must be supplied and linked with the other approved firm documents before launch.
No advisory relationship
Using this website, scheduling a call, or submitting a form does not create an advisory, brokerage, fiduciary, attorney-client, or tax professional relationship.